You worry about small investors getting involved through the back door in investments that aren't suitable for them because they're too risky or the fees are too high. NASD requires brokers to have a reasonable basis for recommending an investment, as a c
Quotes about nasd (4 Quotes)
We have been working with the NASD on this for a number of months,
We are in the process of completing the restructuring of the NASD that its members approved so resoundingly in April, ... These appointments today set the stage for the future growth of both organizations, through outstanding leadership.
The NASD and SEC may as well announce a decree banishing evil and establishing paradise.